NEW! Global Perspectives & Insights: Internal Audit and Compliance

The new Global Perspectives & Insights, “Internal audit and compliance: Clarity and collaboration for stronger governance,” explains why a clear understanding of roles is critical to effective compliance and independent assurance. The report includes analysis on applying the Three Lines Model’s Six Principles and practical illustrations from practitioners.

Key takeaways:

  • The IIA’s Three Lines Model provides a clear understanding of roles to ensure effective compliance and independent assurance.
  • The Three Lines Model’s Six Principles assist in evaluation of the respective roles and responsibilities in an organization.
  • Assigning compliance roles should include an analysis of how they align with the Three Lines Model and its Six Principles.
  • Despite confusion on compliance roles, one thing must be clear: internal audit is the organization’s sole provider of assurance that is independent from management.

Download “Internal audit and compliance: Clarity and collaboration for stronger governance” today.

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